
AASHISH K. BHATT & ASSOCIATES COMPANY SECRETARIES


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Capital Market Advisory & Compliances

Listing, Delisting, Revocation & Suspension
Stock Exchange Application & Approvals
Drafting of prospectus /Offer for sale/ letter of offer/other documents related to issue of securities and obtaining approvals along with lead managers.
Assistance in pre and post issue listing formalities of Securities.
Assistance in compliances pertaining to Listing Agreement, SEBI Rules and Regulations etc.
Registration of all market intermediaries with SEBI / FMC.
Internal Audit of operations function of Brokers, Depository Participants, etc.
On going advisory services for all market intermediaries.
Drafting / review of manuals, policies and processes.
Review of / developing compliance monitoring plan
Designing customised compliance program according to the need of the organisation
Conducting periodic compliance health check up to evaluate efficiency of compliance system

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Office: D/101, Lata Annexe, Above Axis Bank, W.E. Highway, Borivli East, Mumbai - 400066.
Contact No.: 91 22 28461715
Mobile No.: +91 8097985754
Email Id: mail@aashishbhatt.in

AASHISH K. BHATT & ASSOCIATES

COMPANY SECRETARIES

Capital Market Advisory & Compliances